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Robertson, James. American Myth, American Reality (New York: Hill and Wang, 1980), 1-22.
Preface
THIS BOOK IS ABOUT some of the myths Americans
believe, and the reasons for their believing them.
Myths are
stories; they are attitudes extracted from
stories; they are “the way things are” as people in a particular society
believe them to be; and they are the models people refer to when they try to
understand their world and its behavior. Myths are the patterns—of behavior,
of belief, and of perception—which people have in common. Myths are not
deliberately, or necessarily consciously, fictitious. They provide good,
“workable” ways by which the contradictions in a society, the contrasts and
conflicts which normally arise among people, among ideals, among the confusing
realities, are somehow reconciled, smoothed over, or at least made manageable
and tolerable. Everybody likes a good story; most people admire someone heroic:
myths are often couched in good stories, very often told of heroes and
heroines. But myths are not always narratives, they can be highly abstract; and
complex myths, especially in literate societies like ours, are not easily
separable from ideologies.
Myths are not
rational, at least in the sense that
they are not controlled by what we believe to be logic. They are sometimes
based on faith, on belief rather than reason, on ideals rather than realities.
And they are passed on from one generation to another by an unconscious, non-rational
process somewhat similar to the process by which language is transmitted. As
language is changeable and adaptable, so are a society’s myths; language is
conservative and slow to change, so are myths.
All of us are aware of our myths. They are part of
the world we live in. But when we study our history, when we try consciously
and rationally to understand ourselves and our past, we tend to discount myths.
We think of them as fictions, “only stories,” “made-up” things which have
nothing to do with reason and understanding. We contrast myth and reality; the
one is mistaken, unreal, false, a lie; the other is objective, understandable,
real, the truth.
But the, “truth” about a people, the “truth” about
America and Americans, resides both in
American myths and in American
realities. The myths [xvi] are part of the world we live in; so were they part
of our grandfathers’ world. If we would understand our world, or anyone else’s,
we must understand its myths as well as—indeed, as part of—its realities.
If all human beings before the modern and civilized
world used myths as an essential part of the structure of their understanding
of their individual, social, and physical universes, then it is legitimate to
assume that we use myths in the same way for the same purposes. Put another
way, we believe that nearly all the human beings we know of in the past—from
the ancient Egyptians and Sumerians and Chinese through the Greeks and Romans,
the medieval and Renaissance Europeans as well as the Indians, the Khmers, the
Japanese, the Zulu, the Maya—all these, and all others, used myths and
complicated mythologies in order to understand and organize the realities of
their worlds. The assumption I have made is that we are not, in our modern civilization, so different. We, too, use myths and mythologies in order to
organize and understand our real world.
Since the development of Greek philosophy, humanity
has had available to it another mode of thought, another way to organize and
understand the real universe: self-conscious, logical rationality.
Logical reason is conscious, dialectical, experimental, investigative; it is
openly and actively contradictory to myths. Because of the pervasiveness of
myths in human experience, the advocates of rationality are in a constant
battle posture. Over the past two or three hundred years in Europe, and in the
offshoots of European culture throughout the world, modern Europeans have
attempted to see human life as an entirely rational affair, and have turned to
reason and science to understand the organization of human experience. The
result has been an insistence that the modern world is essentially different,
that change is more rapid and more important, that our understanding of the
universe and of human experience is more real and truer than that of all human
beings before us.
The advocacy of reason has led to the denial of the
existence of myths, in precisely the same way that the advocacy of one
particular body of myths—say the belief in a particular god or set of gods and
the accompanying theology and mythologies—has led human beings for millennia to
deny the existence (as well as the insight and validity) of all other bodies of
myths. It is not impossible, of course, that our belief in reason and science
is our myth.
The analogy is tempting—and fruitful. People have,
evidently, believed their myths as completely and absolutely as we believe in
reason and science. They seem to have felt, in their cultures and in their
times, that their myths were as certain, as true, as efficient explanations and
organizations of the universe as we believe reason and science to be. If
nothing else, we can gain insight into the power of belief in myths by
comparing myths to our reason, our science.
[xvii] My purpose is not to challenge the efficacy
or the validity of reason and science. I do challenge, however, the modern
assumption that the modern world is without myth, and that modern myths, where
they do exist, are either lies, perpetrated in order to manipulate unreasoning,
unthinking people, or aesthetic creations, individual and personal,
subjective—and therefore untrue and invalid as organizing principles for any
significant human experience.
Years ago, Perry Miller, an astute and subtle
historian of New England Puritan thought, wrote in Errand into the Wilderness that he made the decision to “expound”
his America “to the twentieth century” while he was unloading oil drums at
Matadi “on the banks of the Congo.” I can make no claims to such romantic
adventure—although shortly after I began this book I did watch drums of
nitroglycerin being off-loaded from a freighter in hundred-degree
heat standing in the middle of Manila Bay. I confess that when I watched from
the deck of that ship I was concentrating more on the skill of the crane
operator and on the tensile strength and possibilities of rust or metal fatigue
in the cables than I was on expounding anything to anybody. But I can
understand how spending time outside America in close contact with other people
can make a historian want—urgently want—to tell what is true and real about
Americans. I have had the opportunity on several occasions to explain the
modern United States to intelligent and interested foreigners—from European
corporate executives to university students abroad. Such experiences convinced
me that one could not understand any people without understanding their
myths—the non-rational, often irrational, embodiment of their experience
as a people, upon which they depend as much for their vision and their
motivation as they do on their formal ideologies and their rational analyses
and histories.
This is an essay. It is a trial, a foray into
relatively uncharted areas. It is an effort to hack a trail, to make a path
into the wilderness of contradictory American beliefs. The essay is based
almost entirely on the work of historians and analysts of American society. I
have put the work of those others together for a single purpose: to chart a
path.
The Overture introduces the themes—the existence,
the nature, and the functions of myths in American society—which underlie the
four parts of the book. Each part then describes a set of closely related
American mythologies in some detail. The result is a description, not a
judgment; it is written in the hope that Americans might be able more clearly
to see and understand the structure and implications of their inherited beliefs
and ideals. There seems little question that the myths people share affect
their behavior as well as their thought and understanding. And myths do seem to
have an important function in social life: they explain the world.
Overture:
Americans and Myths
1
Where Are We?
THE HUMAN WORLD is a funny
messy disorderly illogical nonsequitur sort of place in which most people bumble
most of the time, don’t see any but their own little bit of logic and stick to
it no matter what the reality around them may be. They often don’t see what it
is they are trying to do, much less the implications of what they are
actually doing. How can you explain that state of affairs to people who
function in precisely the same way but who want logical explanations and
rational motivations for everybody else?
America is a memory—a memory of the lives and
actions, the beliefs and efforts, of millions of human beings who have lived in
American spaces, participated in an American social world, and died Americans.
The memory is contained in American names—of people, of places, of events and
institutions. The memory is contained in stories Americans tell one another—in
poems and histories in speeches and broadcasts, in shows and pictures, in jokes
and obituaries. It is, contained in the ways Americans behave and in their
expectations of behavior; it is contained in the rituals Americans perform and
in the games they play; it is contained in American social groupings, and in
the political, economic, and religious institutions Americans maintain.
In the American memory are
contained many of the truths which are self-evident to Americans, which help
them to understand their country; and to explain their lives.
Some of those truths seem to have grown out of
American spaces: America is a vast and productive land; it is the most powerful
nation on earth; it is a great breadbasket of the world; it is resourceful and
wealthy.
Some of those truths seem,
to have come out of American past, out of historical experience: Columbus
discovered and Europeans settled and civilized America; Americans fought a
Revolution for freedom and independence; Americans fought a Civil War over
nationalism and slavery; America created a vast industrial world; Americans
require automobiles, and energy, and a high standard of living.
[4] Some of those truths
seem to be absolute, more like revelation than the remembrance of things past
or the consciousness of great space: America is a New World, America is a
democracy, America has a special and important destiny in the world, America is
some kind of paradise, America is uniquely influential in modern human
affairs—for good or for evil.
But we do not live in some abstract land. Where we
are is a very real America near the end of the twentieth century. And we make
great efforts to understand and to explain to ourselves and to the world what
that America is, what we are, and why we do what we do. Our explanations, as we
see it, are modern explanations based on our real, modern world—not leftovers
from some mythical past.
Michael Herr, in his award-winning book, Dispatches, wrote of sitting at a
battalion aid station during the fighting in the Vietnamese city of Hue with a
Marine “with minor shrapnel wounds in his legs.” They were both waiting for a
helicopter to take them out, “a long wait with all of the dead and badly
wounded going out first, and a couple of sniper rounds snapped across the
airstrip, forcing us to move behind some sandbagging. ‘I hate this movie,”’ the Marine said. And Herr thought, “Why not?”
Was the Vietnam War a movie?
An American movie? Made in Hollywood? or New York? or Washington? or Saigon?
For actors and audience alike, it often seemed to take on characteristics of a
movie shown on television, interrupted by commercials, with a rock-music
background and a voice-over narration in sharp contrast to the visual
images. Was it real? or really a movie?
Both the perception of the war as a movie and the
reality of the war itself were part of the peculiarly American realities of the
1960’s and early 1970’s. Once the war was over, Americans seemed to try to
forget that it had happened, but at the same time, they made and watched and
even gave awards to movies about it. “The Vietnam War has become accepted as a
proper subject for every form of American popular art,” Hans Koning wrote in The New York Times in 1979: “Now, while
entertained, we can purge our doubts and guilts and heal the suppressed
divisions of the war years.” Or, as Michael Herr put it: “Vietnam Vietnam
Vietnam, we’ve all been there”:
... After enough time passed and memory
receded and settled, the name itself became a prayer, coded like all prayer to
go past the extremes of petition and gratitude: Vietnam Vietnam Vietnam, say
again, until the word lost all its old loads of pain, pleasure, horror, guilt,
nostalgia.
The social process of explaining and understanding
is often very different from the realities of the actual phenomena being
explained. The difference is vividly true of wars. “Then and there,” in
Vietnam, Herr continued:
[5]...everyone
was just trying to get through it, existential crunch, no atheists in foxholes
like you wouldn’t believe. Even bitter refracted faith was better than none at
all, like the black Marine I’d heard about during heavy shelling at Con Thien
who said, “Don’t worry, baby, God’ll think of something.”
For the individual, “existential crunch” may remain
the only explanation, the only way to understand what happened and why;
nightmares and the endless retelling of war stories continue throughout a war
veteran’s lifetime. But for a society, the telling of stories—the construction
of social myths gradually takes on the quality of explanation. The myths create
the social illusion that understanding has been achieved.
In an ancient and long-dead society that we
think of as simpler, somehow less sophisticated, and more innocent than ours,
less scientific and rational, the Trojan War became a proper subject of popular
art. The “tellers of tales” of Archaic Greece entertained their society with
stories of the war and of the returning veterans; at the same time, they purged
and healed. So, too, the modern American tellers of tales with movies, plays,
and books about Vietnam. And while there is no guarantee that any great
national epic poetry like Homer’s will come from the Vietnam War (Homer, after
all, did not sing his epics until four or five hundred years had passed—about
the distance in time between us and Columbus), still the technique of telling
stories in the popular culture and of generating a social mythology about a
traumatic war is very much the same.
How are Americans to explain the war in Vietnam? How
are they to understand that war? Such questions have disturbed many Americans
for nearly two decades. Their answers have been American answers.
“The impulse to escape, the drive to conquest and
expansion, was never contradicted in America ... by physical boundaries or by
the persistence of strong traditions,” Frances FitzGerald wrote in Fire in the Lake, a widely acclaimed
book explaining the Vietnam War even before that war had come to an end. Part
of FitzGerald’s explanation of the Vietnam War was an explanation of Americans.
Americans’ sense that they are unique in the world, vested with characteristics
so peculiarly their own that they cannot be understood without explanation,
leads to frequent self-examination. The explanations characteristically appeal
to circumstances of the peculiarly American experience and to the mythologies
Americans believe, as FitzGerald wrote:
[6] A myth
is a story told or an oft-told story referred to by label or allusion
which explains a problem (for
example, “that’s his Achilles’ heel,” or “it was a Trojan horse”). Very often,
the problem being “solved” by a myth is a contradiction or a paradox, something
which is beyond the power of reason or rational logic to resolve. But the telling
of the story, or the re-creation of a vivid and familiar image which is
part of a myth, carries with it—for those who are accustomed to the myth, those
who believe it—a satisfying sense that the contradiction has been resolved, the
elements of the paradox have been reconciled. Dramatic retelling provides
catharsis, as Aristotle pointed out about tragedy, which the audience—the
participants in the myth—takes to be an explanation, a structured
understanding, of the original problem.
Myths often surround, and explain, heroes and
heroines. But in modern America, many believe there are no heroes, that we have
become either too disillusioned or too rational to participate in the myths
that create heroes and heroines or to believe in human efficacy sufficiently to
create heroic myths. Yet Americans do have “stars” and “superstars”; there are
still national figures in the contemporary world as well as the remnants of
traditional heroes and heroic stereotypes from the mythical past. When then
Secretary of State Henry Kissinger was asked by an Italian interviewer, Oriana
Fallaci, how he explained “the incredible movie-star status” he enjoyed,
Kissinger replied that it came from “the fact” that he had always “acted
alone.” “Americans like that immensely,” he said.
Americans
like the cowboy who leads the wagon train by riding ahead alone on his horse,
the cowboy who rides all alone into the town ... with his horse and nothing
else. Maybe even without a pistol.
...
this cowboy doesn’t have to be courageous. All he needs is to be alone, to show others that he rides into the town and does
everything by himself...
The image of the cowboy riding alone is an image in
American heroic mythology. It is available to Americans: it comes to their
minds easily, in many variations; it is rich in associated images and ideals;
it grows from thousands of tellings and retellings—in stories, movies,
television programs, history books, children’s play—of cowboy stories which are
part of life in America. Almost intuitively, Americans know it explains
American loneliness, independence, conviction, and the need for approval, while
at the same time it reconciles some of the contradictions among those
characteristics.
The cowboy is a heroic type, and even for those who
do not believe heroes exist in America, the use of such a mythological image by
an American Secretary of State in order to explain his behavior seems natural.
Particularly when the explanation is of “movie-star status.” Stars and
national figures in contemporary America may not fit some scholarly typology of
heroes or heroism, but they are part of our social mythology. They exist, and
like all [7] other heroes and heroines, they are perceived to be set apart from
ordinary human beings and at the same time to be models for and explanations of
American social life.
Americans frequently voice the fear that their world
is falling apart. The specter of war threatens either imminent atomic holocaust
or continuing Vietnams. There is fear that the wealth and productivity of
America may decline or cease to exist. There is great ambivalence among
Americans, increasingly conscious and obvious, concerning government of all
kinds, the Presidency, the military and defense, and the availability and
consumption of American resources. There are conscious, public discussions of
and ambivalence about the fundamental distinctions to be made among human
beings and the propriety of such distinctions in American life—distinctions in
regard to caste, race, and sex, as well as distinctions between life and death,
and human and animal life.
Many Americans believe that their ambivalence is new
in American life, that they are unique in discovering contradictions among
ideals or in discerning irreconcilable opposition between what Americans
profess and what they do. Many feel that they have of necessity parted company
with the past, with traditional ideals as well as with American practice,
because the realities they perceive in this world do not coincide with the
“traditional” American view of the world and its realities.
The sense that the present world is in increasing
crisis, that the wars and weapons, the waste and pollution, the reforms and
revolutions, the exhaustion of resources and the economic crises of
contemporary life are signs that today’s world is very different from the past,
has led to a sense that the ideals and perceptions, the interpretations and
explanations of reality, upon which Americans seem always to have depended no
longer apply. Yesterday’s easy solutions do not solve today’s complex, sophisticated,
relativistic, insoluble problems: so many of us believe. Our world is
different; change itself is more rapid, more far-reaching than ever
before. Things happen faster.
It is not necessary to deny that there are
differences between the contemporary world and the past in order to repeat
Frances FitzGerald’s “Americans see history as a straight line and themselves
standing at the cutting edge of it as representatives for all mankind” as a
partial explanation of the way contemporary Americans feel. As a nation, as a
society, we may possibly feel the way we do because
we are connected to our past, because
we participate in the traditional mythology of America—not because, as many
of us feel, we are separated from that past and those myths. Our sense that we
live in a new world, with new crises, new problems, new solutions, even new
horrors, may stem as much from Columbus’s discovery and the enormous human
migrations that followed, along with the beliefs that grew in conjunction with
the discovery and migrations, as it does from the realities of new crises, [8]
problems, and horrors. Does our sense of being at the cutting edge of history
come from our ancestors’ belief that they were colonizing and settling at the
edge of the earth? A belief we have not only not lost, but one we rather
fiercely hang on to?
There are no simple answers to the question “Where
are we?” We are in a world which we have made and inherited; a world which, at the same time, has happened to us.
But it is identifiably an American world,
and such a world is possible only if it is inherited. The inheritance is not
genetic—it is a social inheritance: it is not physical parentage and
“bloodlines” but rather a matter of the estate and even more importantly the
upbringing, training, and education within the family. The American world is a
world looked at through American perceptions, explained in American ways,
discussed and rationalized in the American language, told about and understood
in American stories, peopled by Americans. It is a real world—so was the world
of the ancient Greeks—but it is perceived, understood, and explained in ways
which are fundamentally American: the myths, the stories, the slogans, the
images are socially comprehensible, bundled together with traditions and associations
which are pleasing and logical to Americans, which tell satisfying stories and
give off “good vibes.”
We are Americans in a world we are trying to explain
and understand. Our myths, whether they lead us to positive or negative
responses—and they can do both—give us a sense that the world is understandable
and explicable. They lead us to believe that the manifest contradictions among
our ideals, or between our ideals and the realities we see around us, can be
reconciled. They keep our ideals for our society and for the world alive in us.
And at the same time, they pose the problems and underline the polarities in
American society which generate tensions in individuals and give the society
its energy.
2
What
Holds Us Together?
[9] IT WAS A cold raining miserable November morning
in Venice. We had arrived the day before on a ship from Asia, from Bombay. As
we had sailed almost into the Piazza San Marco and then up a Venetian canal,
and as we had disembarked, we had felt we had come home: here was Europe, the West, our world.
We had to buy gloves at least, to keep from
freezing. It was too gray and dark to see inside San Marco. So we
shopped—bought gloves, looked at lovely glass.
Not once, but several times, as it became obvious to
the Venetians that we were Americans, they asked: “What is this holiday you
celebrate today? This Thanksgiving?” or they said: “Today is your holiday”—dissociating themselves from this incomprehensible
practice.
We had always known Thanksgiving was American, but
somehow we had also felt that what was Western was American, and vice versa.
How do you explain Thanksgiving? I
don’t think it had ever occurred to the Italians we knew to give thanks for the
existence of Italy. Or was it really America
we were thankful for?
America has a calendar, just
as most peoples and nations do. It is based on the
movement of the sun, but it retains ancient lunar features as
well as remnants of pagan and early Christian ritual. It marks days and weeks
and seasons, as most calendars do. And it also marks an annual cycle of
specifically American, cultural and religious ritual celebrations which make
the year American and which provide for the annual renewal of American ideals
and national myths. In this it functions no differently from the calendars of
other peoples, both ancient and modern, although many Americans are not
consciously aware of its functioning.
The first national holiday (after New Year’s Day
marks the beginning of the cycle) is Washington’s Birthday, a celebration of
the Father of Our Country, of both the establishment of the nation and the
Revolution which gave it birth. That celebration is supported in the
calendar—and therefore [10] emphasized in American beliefs—by Martin Luther
King Day, Lincoln’s Birthday, and Robert E. Lee Day (none is completely
national). These commemorate the Civil War and celebrate freedom from
oppression and slavery, a second revolution, the part played by black Americans
in national life. The next nationally celebrated holiday is Mother’s Day, with
its emphasis on origins, nurturing, and family in the midst of the
revolutionary portion of the cycle. Memorial Day follows, a remembrance of all
American wars and of the preservation of the nation. Finally, the first portion
of the annual cycle culminates, in the summer, with the Fourth of July,
Independence Day, a ritual reinforcement of the ideals of revolution,
independence, freedom, and nationalism.
The second half of the annual cycle is less
concerned with the revolutionary mythology of American and more with the
celebration of the peoples and the land of America. Labor Day, Columbus Day,
and Veterans Day all build a pattern of remembrance of the New World, of
pathfinders and discoverers, of workers and fighters. This part of the cycle
culminates in Thanksgiving, a ritual celebration of family and community in the
New World.
The cycle is climaxed by Christmas, an official
national holiday, which, if treated in a secular way (ignoring its powerful and
important religious significance), is a celebration of hope, of newness, of
salvation, and of great bounty and blessings—a combination of many of the
dominant elements celebrated in the rest of the annual cycle.
The beginning and end of the year are marked by
festivals which are not specifically American: New Year’s Day, which is a
slightly displaced Saturnalia, a part of Western culture since the Romans; and
Christmas, which is an important part of the Christian heritage of the Western
world—although both holidays, in America, have characteristics which
distinguish them from those of other Western nations. Washington’s Birthday
marks the beginning and Thanksgiving the end of the specifically, American
cycle. Both these holidays, along with the other national holidays, are ritual
celebrations of American myths. The function of these myths, and the reason for
their annual ritual celebration, is to project specifically American ideals as
imperatives in all Americans. It is to provide American explanations for
American experiences, for the American past, for the existence and continuation
of the American people. It is to provide a logic for the reconciliation of the
contradictions in important aspects of American life and experience.
How the stories at the core of these myths are told,
and with what elaborations and variations, is not important to the functioning
of the myths—so long as they are told to and listened to by Americans. The
historical veracity and accuracy, of the stories is also unimportant to the
functioning of the myths. It does not matter whether George Washington actually
cut down a [11] cherry tree, so long as Americans “know” that he did—so long as
there is in that story a structure of ideals and understanding, a “logic” which
answers important American questions.
In 1800, Mason Weems set out to write a pamphlet
biography of George Washington, who had died the year before, and who was
already being revered as the Father of His Country. Weems intended to emphasize
Washington’s great virtues in order to provide examples to the new and self-conscious
nation. Not the most dependable of men, Weems claimed to have been the minister
of the (nonexistent) parish of Mount Vernon and in later years was almost
always referred to as “Parson” Weems. His pamphlet grew into a book, which
ultimately went through eighty editions. Some of his stories about Washington
were incorporated into McGuffey’s Readers
and were thus imprinted on the minds of generations of Americans throughout
the nineteenth and early twentieth centuries. The most famous of all was
Weems’s parable of the cherry tree.
Seen without the benefit of his early-nineteenth-century
inspirational prose, the story Weems told was a simple one. George Washington,
as a little boy, was given a hatchet for his birthday. Tempted by his shiny new
tool, George went out and practiced chopping on one of his father’s cherry
trees. When the tree was found dead (Weems did not actually write that George
chopped it down), George was asked by his father if he had done it.
“‘I can’t tell a lie, Pa; you know I can’t tell a
lie. I did cut it with my hatchet.’
“‘Run to my arms, you dearest boy,’ cried his father
in transports.”
This is the one story almost all Americans know
about George Washington. It is still told, particularly in schools, in
connection with the celebration of Washington’s Birthday. Clearly the story has
something about it which has made it survive. On the face of it, it is merely a
child’s moral tale, quite as forgettable as most such tales. Yet, for some
reason, Americans have found it a peculiarly memorable myth—one of the things
that hold us together.
First of all, the story implies the challenge and
the thrill of a child deliberately disobeying, what must have been parental
injunction, or deliberately destroying something the parent presumably
treasures. It is a truism of modern American psychology that defying parents,
challenging parental authority and parental limits, is a universal phenomenon
indulged in for a variety of strong psychic reasons. The tale of George
Washington and the cherry tree appeals, to that psychology; the myth calls upon
the energies of the child challenging the parent.
The story also describes—and by describing in a
strongly favorable light encourages—the projection of the boy-child into
the world through chopping with his new tool. Again generally recognized and
generally available psychic energy is called upon by the story. But it is not
called upon in some [12] vague and general way, rather, it is placed clearly in
an American context, and in a context intended, to symbolize both America and
Americans.
The child involved in this act of defiance and
destruction was the “Father of His Country”—a man who was “first in war, first
in peace and first in the hearts of his countrymen.” There is no way to miss
that this act on the part of this child is symbolic, as Washington himself is a
symbol. It is a deliberate signal that what might in other circumstances be an
innocent parable is much stronger and more important.
The child set out to disobey, or defy, or destroy
something valuable to his father. Is that father God? or the King? or Europe,
with its older, more tired, more decadent ways? or fathers and parents and
families in general? Any or all of these are possible, and the unconscious of
an American listener to the tale can slide easily through all of them. America
will defy the old ways, the established authorities, whatever they are. So will
Americans, and so they do; as George Washington did. (In Weems’s original tale,
the tree, significantly, was an “English cherry-tree,” and although the
“English” is usually not mentioned in modern tellings, the meaning seems to
remain.)
Every American (except those entirely descended from
native Americans) had and has, in personal or ancestral background, a “break”
with family—a defiance. The immigrant to America had to defy the family and the
familiar, in fact “destroy” the treasured possessions of place and family tree
and community in order to leave them and venture into the New World. Those who
came as slaves had those treasured possessions cut off involuntarily. It was a “chopping down” of the older trees of life, a “cutting off” of oneself from
family tree and father’s tree. Americans remain fascinated by family trees. And
with that break, that cutting off, came a venturing into the unknown, the
forbidden, certainly the terrifying—a venturing to a New World and a frontier.
In the story, no reason for George’s act is given,
only that he had been given a hatchet for his birthday. Very rarely does it
occur to an American to ask, “Why did he chop a tree with that hatchet?” The
answer seems obvious to all of us. He could chop a tree because he had a
tool for chopping trees: so he did chop a tree. Tools and the knowledge of how
to use them are, for Americans, imperatives to action. So the defiance or
disobedience becomes “necessary” because there is a way to carry it out. The
cherry tree becomes a temptation, a dare to George, because he has a tree-cutting
tool in his hand. The New World is, by its existence, a defiance to the Old; it
is a way out, a, new beginning, a new experience. Those who came to it defy
those who are left behind. They “dare” because they are in a New World.
We insist on believing that the child cut down a tree—the
one central act all Americans know as
the act of civilizing the wilderness. The trees had to be cut, the great forests leveled, in order to make civilized land
out of the [13] wilderness; in order to clear the land and plant it and make it
grow; in order to build log cabins for civilized shelter; in order to get fuel
for warmth and cooking; in order to split rails for fences to make boundaries
and keep animals and other uncivilized things in their place; in order to build
stockades against the Indians; and, in
a more modern world, in order
to have lumber for houses and paper to read from. The backwoodsman, the tree-cutting
harbinger of civilization, the hardy pioneer, rail-splitting honest Abe,
lumberjack Paul Bunyan can all be summoned up by the vision of an eighteenth
century Virginia boy in silk breeches with a hatchet in his hand—when that boy
is Father of His Country.
The hatchet, the tree-cutting implement, is
the essential tool for civilizing the wilderness. It is wholly appropriate,
indeed necessary, that it be put into the hands of the Father of Our Country at
an early age and on a significant day, his birthday. In the symbolism of the wilderness,
and perhaps often in fact, the hatchet could also become a tomahawk—the man-killing
weapon of the native inhabitant and symbol of the wilderness, the Indian. In
the hands of a white American it could be a killer of Indians, and an implement
for civilizing the wilderness. To use a tomahawk to kill a man was, however, an
Indian skill, a wilderness skill which required learning from the Indian, in a
sense becoming an Indian and part of the wilderness. The symbiotic relationship
of Americans and the wilderness is in the hands of little George Washington as
a hatchet which could turn into a tomahawk.
The tree the child cut was a cherry tree. It was a
domestic tree, a thing of gardens and orchards, which belonged to his father.
To cut it, then, was to cut down tame and domestic things, established and old
things, in favor of youth and tools, of wilderness and newness. George
Washington, the leader of the Revolution, chopped down the cherry tree of the
fertility of the old civilization, the Old Country, the “old man” and his
civilization; he cut America away from the protection and richness of King
George’s England.
The cherry, too, is an ancient symbol of fertility
and of virginity. To cut into the virgin land, the fecundity of the wilderness,
is to cut down a cherry tree. The boy becomes, symbolically, the Father of His
Country by cutting down a cherry tree. The tool-hatchet carries the
energy of a phallic symbol.
The child-father refuses to hide his act from
the father-god. He is honest. He intended
the act, intended to cut England away, intended to tame the wilderness,
intended to break the virgin land, clear the forest, and civilize the New
World. Not for him the dark evil of untamed wilderness. Like the wilderness, he
is innocent, but his is not a hidden, malevolent innocence; rather, he is
openly and honestly innocent. And the father approved of that honest innocence despite the destructiveness of the act.
The honesty, in fact, redeemed the child in the father’s eye and sent the
father into “transports.”
George Washington cutting and killing the cherry
tree is a paradigm of [14] the young revolutionary, of the American entrusted
with the Revolution. The act of revolution is the destruction of the father’s
treasure, but for us it is significant that the act is done innocently and
honestly. Only by innocent, honest destruction is, independence, gained or
acted out. Independence is both individual and national when the story is told
of the child who is father of the nation, leader of the Revolution, progenitor
of independence.
“Run to my arms, you dearest boy,” the father had
cried, and the Revolution was validated by the love and approval of the father.
The story fulfills the wish of every rebellious child that rebellion and
independence will be met with approval and will result in being once again
enfolded in the arms of the father.
The tale is told on Washington’s Birthday, which
emphasizes its connection to birth and beginnings and newness and innocence;
the deep significance of the cherries is ritually established by eating them in
sweet pies. The way the story is told matters little; it can be elaborated; it
can be dramatized; it can be made a parable of Oedipal feelings. So long as the
elements of George Washington, hatchet, cherry tree, honesty, and redemption
remain, the mythic power remains.
The cherry-tree myth
is, for Americans, a clear statement of a logical and moral proposition. It is
as obvious as the self-evident truth that all men are created equal.
Americans can do what they wish to improve their lot, to defy ancient
authority or restraint, so long as they
are open and honest about what they do; honesty of purpose can replace whatever
purity and innocence might be destroyed. America is redeemed because she is
transmuted into the wilderness that has been destroyed and civilized. The
innocence of the wilderness is ours, because we are the wilderness. Americans
have found a new innocence—the innocence of honesty—in the New World. When
aroused, they will even try to impeach a President, not because he did evil
things, but because he lied and persisted in lying, because he refused to be
open—and therefore refused to be innocent and redeemed.
The logic is, of course, not rational at all. It is
a function of myths, in any society, that they can—and do—by their
juxtaposition of images and metaphors and ideals make logic out of the
rationally illogical. They provide, thereby, a tension which seems necessary to
human thought and necessary, too, to maintain dynamic human societies.
Myths carry with them the implication that they have
resolved the paradoxes and contradictions they contain. Do you want destruction
of the wilderness reconciled with admiration of the wilderness? shame at its
destruction reconciled to a vision of a virtuous people? Tell the cherry-tree
story. The mythical logic is something we seek out and make every effort to
maintain; we appeal to it in the face of reason because reason often does not
produce resolutions but rather gaping holes in what we urgently hoped was [15]
logic. The myths create frustration, because they do not do what they promise,
but their near-fulfillment of their promise is powerfully satisfying.
Parson Weems’s tale has been told for more than 175 years and it shows little
sign of decay.
Embedded in the cherry-tree story are
allusions to many of the elements in the complex of American mythology. Most of
the mythology of a people will spiral in and out of the telling of any single
myth. But the cherry-tree story, and George Washington, are quite
specifically connected to Thanksgiving by the annual cycle of American festival
and ritual. The mythology of the New World and of the wilderness, which
Washington’s Birthday introduces each year, are elaborated and ritually
celebrated in Thanksgiving at the end of the year. The connections between
them, for Americans, are inescapable.
Modern celebration of Thanksgiving Day is a ritual
affirmation of what Americans believe was the Pilgrim experience, the
particularly American experience of confronting, settling, adapting to, and
civilizing the New World. Turkey is consumed at Thanksgiving feasts because it
was native to America, and because it is a symbol of the bounteous richness of
the wilderness and of the sustenance Americans have taken from the wilderness.
It is a symbol of the peculiar combination of wildness and civilization which
is America. Pumpkins, cranberries, squash, and corn—all native, some
cultivated, all plentiful—reinforce the symbolism of the feast. (So, of course,
do tomatoes and potatoes—also natives of the New World—although Americans are
less conscious of those facts and less likely to see these common foods as part
of the ritual.) In the feasting as well as in the family reunions of
Thanksgiving, Americans affirm the survival of civilized people and their
culture in the New World through the use of the plenty which was native to the
wilderness and through the ingestion of the wilderness itself.
Like the cherry-tree story, the myth of the
First Thanksgiving is a simple one: The Pilgrims, persecuted in England and
unhappy in Holland, took the ship Mayflower
and sailed ultimately to a place they called Plymouth, near Cape Cod. They
met with harsh times and starvation through the winter, while they struggled to
build log cabins to live in and hunted to get food. In the spring, the Indians
taught them how to plant corn (maize) and fertilize it with fish, and how to
plant other Indian foods. When the harvest was in, the Pilgrims had a feast of
thanksgiving to which the Indians came. At the feast, they ate the corn, beans,
squash, and pumpkins which they had learned to grow from the Indians, and they
ate wild turkeys and other game the Indians had taught them to hunt. And they
gave thanks to God for the new land, for their new life in it, and for all the
bountiful things He had given to them.
The myth of the First Thanksgiving, which is
associated with the holiday, [16] contains reminders of the violence and dangers
of the New World wilderness. Children are taught in school that during the
first winter the Pilgrims starved and that many died, the victims of disease,
storms, cold, hunger, and despair. But eventually (according to the familiar
story it was the next spring) they learned the ways of this New World and they
survived and prospered. The “savage” Indians terrified the new settlers,
appearing out of the desolate forests, shooting them with arrows, killing them
with tomahawks. But the Indians also taught the Pilgrims how to grow corn. The
violence was mitigated by the bounty. The Indians taught the settlers what to
hunt in the forests, and what fruits and berries to eat.
So, the myth has it, the Indians (who were, to the
European immigrants, the powerful symbols of the violence of the New World)
were invited to the First Thanksgiving. They were thus taken in and made part
of the Pilgrims’ lives, they and their skills and their bounty (and their
violence?)—the Pilgrims were not, therefore, in the logic of the myth, taken in
by the Indians. And the thanks were, of course, given to God (whom the Pilgrims
brought with them)—not to the Indians—for the bounty of the wilderness and for
survival in it.
The connection of Thanksgiving to God and to
Christianity is overt: thanks are given to God for all the bounty of the New
World, for home and family and the good things of American life. The Pilgrims
came to the New World bringing a religion and intending to find a home for that
religion. So did the Puritans, and so have many of the millions of people who
have migrated to America since. The religion brought by the Pilgrims was a form
of Protestant Christianity which they consciously intended to establish in the
New World and spread, free of the persecution it faced in the Old. Thanksgiving
celebrates freedom of religion (as a freedom of protest) in America today, and
it reinforces the strong American belief that settlers came to the New World
seeking such freedom and that they found it.
Thanksgiving is celebrated almost exactly a month
before Christmas, and the myth of the First Thanksgiving is strongly
reminiscent of the First Noel: the First Thanksgiving is myth and symbol of a
New World, of hope, of salvation, and of a new dispensation. Men—of exotic
color—brought gifts to the First Thanksgiving, as others had to the First Noel:
gifts of life and survival, treasures of the New World. There were no inns in
this wilderness—something William Bradford mentions in his account of the
Pilgrims’ trials, Of Plymouth Plantation,
1620-1647. The native Americans who resided in the Plymouth area,
like the shepherds of old, surrounded the First Thanksgiving.
The First Thanksgiving was a birth ceremony much
more than it was a harvest feast—which
ties it to the First Noel, as well as to Washington’s Birthday. It was a
harvest feast as well, but the time of year for such a feast [17] is wrong, a
fact many Americans have noticed. The holiday celebrates the birth of a
people, of a nation, of a new Christian civilization in a New World—a secular,
national Christmas. Americans have long been wary of associating specifically
religious festivals with national festivals. The logic of the Thanksgiving myth
and its juxtaposition with Christmas in the national calendar make the
association of Thanksgiving and Christmas very close for Americans; the
sympathetic vibrations between the First Thanksgiving and the First Noel are
part of the imagery of Thanksgiving.
Thanksgiving affirms adaptability as the essential
element of survival—in the New World, in America, in Americans. The assumption
of the Thanksgiving story—reinforced by the ritual foods—is that all right-minded,
sensible human beings will seek out and accept and use those things in their
environment which will contribute to their physical and social survival, and
that they will take up such things immediately and make them part of their
lives—whether foodstuffs, techniques of building shelter, fuel, clothing,
plants, animals, or trails through the woods. Log cabins, corn, turkeys,
canoes—all these are symbols of the settlers’ adaptability. The model of
behavior, which underlies the story, was first introduced to literature by
Daniel Defoe in Robinson Crusoe in
1719. That model of adaptability has become so ingrained in Americans that all
Americans assume such behavior to be human nature, not something conditioned by
their own culture. The Thanksgiving story and celebration affirms, the myth
that an Americans, since the Pilgrims, are, have been, and ought to be people
who survive in a hazardous, violent world by protest, ingenuity, and adaptability.
No human society is a rational
construct. All
societies depend for their continuation, for their very existence, on common
assumptions, common forms of communication, common referents for thoughts and’
ideas, common patterns of behavior and ritual, and a common inheritance. The
stories of the cherry tree and the First Thanksgiving, accompanied by their
repeated ritual celebrations (and in these cases, ritual foods), are among the
myths Americans use to maintain common ideals, common images and referents,
common behaviors.
These myths function to, preserve and to inculcate
belief in innocence, in honesty, in freedom, in the use of wilderness, in
adaptability, in the right of the individual to act freely without
restraint—they even preserve and project guilt for destruction and ravages—by
their continued existence in our minds. Like all myths, their function is to
say this is the way it was with Americans, this is the way it is, and this is
the way it ought to be.
Myths, like King Arthur, are once and future things:
descriptions of the past and imperatives for present and future. The myths of a
people carry what uniquely belongs to that people from one generation to the
next. What is unique is not always what is good. Any body of mythology—the
Bible, [18] Homer’s epics, the Norse sagas, or the stories of King Arthur and
Camelot—clearly demonstrates that. And while the explicit moral of a myth-story
often emphasizes what is good, the energy of the myth is unselective.
These two myths—George Washington and the Cherry
Tree, and the First Thanksgiving—along with all the images and ideals
associated with them, and the annual
calendrical cycle which happens to connect them to each other as well as to a
great many other American myths, are examples of the kinds of stories we tell
ourselves and of the functions those stories have in our collective social
lives. They are not unique: Americans have a rich store of living, functioning
myths. They make us Americans, those myths, able to identify one another
because important elements in the identity of each of us are the same, and
able, by the same tokens, to distinguish ourselves from the rest of humanity.
The store of American myths is available to all
Americans, but not all Americans participate in the same myths. And not all
use the same myth in the same ways. While the George Washington stories, for
example, are available to all Americans, black Americans rarely use those
stories or refer to them. On the other hand, many black Americans use the
stories and myths of Abraham Lincoln more frequently than other Americans and
very often in order to provide explanations similar to those the George
Washington stories provide for others. Southerners use the mythologies of the
planter aristocracy to explain their attitudes and behavior more frequently
than other Americans. The myths and rituals of Thanksgiving, on the other hand,
seem both available and universally used. Even the Pueblo Indians of the Rio
Grande valley region, who tend to be highly conscious of their cultural
differences, use the myths of American Thanksgiving. The mythologies, stories,
and songs which are part of “soul” are available to white Americans, and
sometimes used, but not so frequently as by black Americans. The regional
cultural and group variations in the use of American myths are legion: it’s a
big country with a lotta people. But those myths are American. They are
available to Americans. Their existence and their availability are what make
us, all of us, Americans.
3
Facts and Fantasies
Myths are
self-justifying. Because they often
carry social ideals, the people who use them and participate in them assume
that the ideals justify the past out of which these ideals came. It is,
rationally, as unwise to try to justify the American past on the basis of
American myths as it is to try to justify the past of others on a similar
basis. While it is true that modern Americans have not participated in organized
atrocities on the scale of those that took place in the German Empire of the
1930’s and 1940’s, or on the scale of those in the Soviet Gulag Archipelago
since the 1920’s, yet American efforts to get rid of the American Indian
tribes, to enslave millions of blacks, to change the nature of Vietnamese
society do not support an argument that Americans have been more virtuous and
less vicious than other people.
It is important that
American myths be examined by Americans, because only those who participate in
them can comprehend their power and their imagery. It is, however, of great
value to be aware of the insights of others, because outsiders see things we
often don’t. Alexis de Tocqueville, Frances Trollope, Lord Bryce, even Charles
Dickens with his snobbery, and more recently Sir Denis Brogan, J.-J.
Servan-Schreiber, and Alistair Cooke have perceived us, distortedly,
through their myths and thus made it
possible for us to see ourselves and our myths more clearly. “One must
remember,” Luigi Barzini, an Italian journalist, wrote, “that Americans, like
the Chinese, when observed long enough separately at close quarters, no longer
look alike.” The shock of such a perception, of seeing ourselves as others see
us, can often make it possible for us to look at ourselves more clearly. But what
a person not brought up in America sees is not the whole truth, because no one
can see our world through our myths. It is necessary to see our [20] world
through our own eyes, and to see our myths at the same time, if we are to
understand ourselves.
Myths are not accurate descriptions of events which
actually took place at some definable time in the past, involving people who
were alive at that time. George Washington did not, so far as any evidence
shows, mischievously cut down a cherry tree in his youth. Parson Weems seems to
have made the story up out of whole cloth. The people at Plymouth did,
according to William Bradford’s account, have a harvest feast with some Indians
participating. However, Bradford did not mention turkeys being eaten. The
people at Plymouth did not live in log cabins—in fact, log cabins were not used
until more than a century after the Plymouth settlement. And Plymouth was
neither the first nor even the first permanent settlement in North America.
Most of us are shocked to discover that these good
stories are false—and the shock goes from one generation to the next as
students are taught “the facts” in history courses. We immediately seek to find
the perpetrators of these myths and to discover what vile—and perhaps
conspiratorial—motives they might have had, or might have, for telling such
lies. Or we seek the fault in ourselves and beat our breasts in repentance for
our ancestors and for these lies we have all unconsciously accepted. These
attitudes—the attack on the conspiracies of “them” and the sense of guilt it,
what “we have done”—are reactions to the perception, that what we thought was
real and true has turned false, has become myth, before our very eyes.
Many of the books historians have written about
American myths reflect these attitudes. Some histories are elaborate efforts to
debunk myths through logic or research. But the debunked myths seem to pop up
again; the stories continue to be told and the rituals re-enacted. The
vivid imagery of the myths, continues to appeal to Americans.
Some historians have given up debunking and instead
have attempted to describe the complexity and the meanings of some American
myths or of whole mythologies. Yet even in such a complex, well-written
book as Richard Slotkin’s Regeneration
Through Violence: The Mythology of the American Frontier, 1600-1860, the
author beats his breast (and ours) for the guilt of Americans in having sought
innocence and redemption through violence. He concludes that American innocence
has led, inevitably, to the exaltation of “warfare between man and nature,
between race and race” as an American heroic ideal, and that “our passage through the land” is signified by
“piles of wrecked and rusted cars, heaped like Tartar pyramids of
death-cracked,
weather-browned, rain-rotted skulls.” Yet despite widespread guilt
among Americans today about violence and about the war in Vietnam, the ideal of
innocence, the possibility of redemption, and the connection with violence
remain part of our realities.
[21] Myths are by their nature
vague. A myth is
often a vivid story, but sometimes its characters are abstractions. Myths
bundle together images and symbols, metaphors and models, and complex ideas.
They are, as G. S. Kirk wrote, “a cultural storehouse of adjustive responses for
individuals” in a particular society, and they are carriers of social ideals.
Myths are “strongly reminiscent of dreams”; they make use of fantasy, they
suspend or distort “normal reasoning and normal relationships,” and they
produce a “special kind of logic.”
No people’s myths are static; there is no canonical
version of a mythic story. Myths are accretions of many stories and many images
which transform themselves in new circumstances and differing realities. Myths
always represent the past—the tradition, the social ideals, the imperatives of
explanation and behavior—to the present. In each of them there is a specific
core of logic. And they die, they become meaningless, they become “myths” (in a
pejorative sense), instead of logical explanations, when they cease to provide
imperatives.
But what has this to do with American society today?
Myths, Claude Levi-Strauss wrote in Structural
Anthropology, have been replaced by politics in modern societies. Modern and
“modernized” societies do not need myths, so we believe; they have been
replaced by rational sciences and logical ideologies, by sociological analysis,
psychological experiment, and scientific explanation. Yet the insights and
explanations of Freud and Jung—and much of modern psychology—and even Levi-Strauss’s
own efforts to create a science of mythology, all lead to the conclusion that
mythical thinking or “mythopoeic thought”—myths, in short—are still part of the
human individual psyche and therefore undoubtedly part of the shared structure
of beliefs even in a modern, complex, industrialized, scientific society.
Mythopoeic thought in modernized societies is
overlaid by rationality, logic, and scientific thought; nevertheless it
continues to function. As we shall see, the myths in modern American society provide
available images by which we, perhaps unconsciously but nevertheless
consistently and continuously, attempt to resolve the contradictions and
paradoxes in our lives, measure the world we live in, judge it, explain it to
ourselves and others, define our reality and act upon it.
The stories we Americans tell arrange themselves
logically (the logic is derived from our myths) around several questions. The
questions seem very important to us—a reflection of the power of our mythic
imperatives. I have selected four of these questions as the basis for the four
parts of the book which follow.
The questions are: What is the purpose of America?
What is the place of the individual? What is the nature of community? And what
is power for? I believe that most American myths can be understood as answers
to these [22] questions. Our myths are logical explanations of an American world in which those four
questions have been asked again and again over the past five hundred years by
increasing numbers of people who have called themselves—and call
themselves—Americans.